Internal Controls

Investment Risk Controls

Due Diligence Process

• Structured evaluation methodology for new investments
• Technical assessment of blockchain and technology projects
• Financial viability analysis
• Market opportunity evaluation
• Team capability assessment

Portfolio Monitoring

• Regular performance reviews
• Risk exposure monitoring
• Investment concentration limits
• Regular portfolio rebalancing

Operational Risk Management

Key Controls

• Segregation of duties
• Authorization hierarchies
• Transaction verification procedures
• System access controls
• Data protection measures

Compliance Framework

Core Components

• KYC and AML procedures
• Regular compliance training
• Policy documentation and updates
• Regulatory reporting systems
• Incident reporting procedures

Technology Controls

Our technology infrastructure includes:

• Robust cybersecurity measures
• Data encryption protocols
• Secure access management
• Regular security audits
• Disaster recovery planning

Financial Controls

Key Procedures

• Multi-level transaction approval
• Regular financial reconciliations
• Asset verification procedures
• External audit coordination
• Financial reporting controls

Monitoring and Testing

Our control monitoring includes:

• Regular control effectiveness testing
• Independent internal reviews
• External audit assessments
• Continuous monitoring systems
• Key risk indicator tracking

Reporting Structure

Control reporting framework includes:

• Regular management reporting
• Board oversight reviews
• Regulatory compliance reporting
• Incident response reporting
• Performance metrics tracking

Continuous Improvement

Our control framework is regularly enhanced through:

• Regular control assessments
• Industry best practice adoption
• Regulatory update integration
• Feedback implementation
• Technology enhancement